SEC investor committee to meet Sept. 10 on AI, Regulation NMS

Gateway Update, Jason Crusan NASA HQ

The SEC’s Investor Advisory Committee will hold a public meeting Sept. 10 in Washington to discuss artificial intelligence in public markets and Regulation NMS rules.

The Securities and Exchange Commission said its Investor Advisory Committee will meet Sept. 10 at 10 a.m. ET at SEC headquarters in Washington, D.C. The meeting will also be webcast on the SEC website, according to the agency’s press release.

What happened

The SEC said the agenda will include two panels. One will focus on artificial intelligence technologies in public markets. The other will address Regulation National Market System rules, which govern parts of the U.S. stock market structure.

Background

The committee advises the SEC on investor-related issues and regulatory priorities. Topics on its agenda can signal areas where the agency is seeking outside input before considering whether changes are needed.

The SEC said the committee is meant to help protect investors and promote the integrity of U.S. securities markets. The panel discussion on AI comes as regulators and market participants continue to weigh how new technology may affect trading, disclosure and market oversight.

The agency said the Investor Advisory Committee was established by statute and was authorized by Congress to submit findings and recommendations to the SEC. The full agenda is posted on the committee’s webpage, the release said.

Regulation National Market System, often called Regulation NMS, is a set of SEC rules that shape how stocks trade across U.S. exchanges and other venues. The commission did not announce any rule changes in the release.

What officials said

In the press release, the SEC said the committee focuses on investor-related interests and advises the commission on regulatory priorities and other initiatives. The agency said the meeting will be public and available online.

What happens next

The meeting is scheduled for Sept. 10 at 10 a.m. ET. The SEC said readers can find the full agenda on the committee’s webpage and watch the webcast on the agency’s site.

Sources

Editorial note: This article was prepared with AI assistance and includes source attribution for reader review.

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